• How we work

    1. Face-to-face discovery session

      First, we meet with you and key executives to become familiar with your retirement plan and your particular concerns and goals. We look at your procedures, investments, fees, participation and savings rates, as well as the various features and services offered.

    2. Plan profile and analyses

      Depending upon the services requested, we will conduct a comprehensive plan survey to assess compliance with the Pension Protection Act of 2006, merits of investments offered, completeness of your investment policy statement, value of your fee arrangements, thoroughness of your documentation procedures, and the effectiveness of plan design and employee communications.

    3. Recommendations and discussion

      In our second meeting with you we will present our recommendations, answer any questions you may have. Our goal is to be your fiduciary partner, to assure that your retirement plan is effective and valuable — to both you and your employees.

    4. Develop action plan

      Once we have agreed upon solutions to meet your needs, we will develop a tactical action plan. We offer quality service, designed to ease your administrative burden.

    5. Implementation and oversight

      Whether it is an ongoing service such as delivering investment advice, or a concerted effort such as streamlining plan design, we implement all components of our recommended strategy to help achieve the success of your retirement plan.

Access to this website is provided by Gateway Advisory, LLC (“Gateway” or the “Firm”) for informational purposes only and comes without any warranties, express or implied, with regard to the accuracy, completeness or timeliness of any content contained herein or contained on any third party website linked to from this website.

All investment advisory services are offered through Gateway, a federally registered investment adviser that maintains a principal office in the State of New Jersey. Investing involves risk and past performance may not be indicative of future results. Any reference to or use of the terms “registered investment adviser” or “registered,” does not imply that Gateway or any person associated with the Firm has achieved a certain level of skill or training. Gateway and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which the Firm maintains clients. Gateway may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. Gateway’s website is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. No portion of any statement is to be construed as an offer or solicitation to buy or sell a security, or the provision of personalized investment, tax or legal advice. Any subsequent, direct communication by Gateway with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For additional information about Gateway, please consult the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov, which contains the most recent versions of the Firm’s Form ADV disclosure documents.

These materials have been independently produced by Gateway Advisory LLC. Gateway Advisory is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (Schwab). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Gateway Advisory provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.